DFX Intelligence

N••••• T• Z•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)27 years in industry

N••••• T• Z•••••

Advisor at M••••• S••••••

Minneapolis, MN

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Search this name across graphsid dfx:ria:97256a8c-4584-020f-410f-357363467995

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 29, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 15, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Feb 19, 2025	n/a	yes	Minneapolis, MN	Current employment
S•••••• R••••••••• A•••••••• L••	Independent wealth	Jun 29, 2021	Dec 4, 2024	no	ST LOUIS PARK, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• R••••••••• A•••••••• L••	M••••• S••••••	Dec 4, 2024	Feb 19, 2025	77	Firm change	RIA to wirehouse

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: current employment
Feb 19, 2025 to presentfactForm ADV
→ S•••••• R••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 29, 2021 to Dec 4, 2024factForm ADV

Dated events

Occurred
Dec 4, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97256a8c-4584-020f-410f-357363467995
First observed: Jun 29, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.