C•••••• J••••••

Advisor at C•••••• S••••• • C••• I•••

Boston, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9727d9ab-b456-fe45-08f0-98636ee34f5a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 21, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 27, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Nov 7, 2017	n/a	yes	Boston, MA	Current employment
W•••••••• I••••••••• M••••••••• I•••	Former SEC adviser	Nov 10, 2010	Mar 1, 2017	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• I••••••••• M••••••••• I•••	C•••••• S••••• • C••• I•••	Mar 1, 2017	Nov 7, 2017	251	Channel change	Other
W••••••• I••••••••• M••••••••• I••	W•••••••• I••••••••• M••••••••• I•••	Nov 18, 2010	Nov 10, 2010

Relationships

Registered with (3)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Nov 7, 2017 to presentfactForm ADV
→ W•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 10, 2010 to Mar 1, 2017factForm ADV
→ W••••••• I••••••••• M••••••••• I••Registered adviserregistration: previous registration
Jul 21, 2008 to Nov 18, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9727d9ab-b456-fe45-08f0-98636ee34f5a
First observed: Jul 21, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.