DFX Intelligence

B•••••• J•••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

B•••••• J•••• A••••••

Advisor at T•• A•••••••• I•••

SUMMIT, NJ | Framingham, MA

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Search this name across graphsid dfx:ria:972b0f50-53a2-a4d7-f579-1b2e3b27a730

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 6, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• I•••	Bd affiliated wealth	Jul 17, 2024	n/a	yes	Framingham, MA\|SUMMIT, NJ	Current employment
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Jun 13, 2022	Jan 31, 2023	no	ATLANTA, GA\|BEVERLY, MA\|BEVERLY, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• C•••••• M•••••••••	T•• A•••••••• I•••	Jan 31, 2023	Jul 17, 2024	533	Firm change after gap	Ibd to ibd
S•••••••• C•••••• A•••••••• L••	R••••••••• C•••••• M•••••••••	Jun 30, 2022	Jun 13, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
161131:291361:FL:2022-06-30	Jun 30, 2022	Jun 13, 2022	WELLINGTON, FL	Firm change

Relationships

Registered with (3)

→ T•• A•••••••• I•••Registered adviserregistration: current employment
Jul 17, 2024 to presentfactForm ADV
→ R••••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Jun 13, 2022 to Jan 31, 2023factForm ADV
→ S•••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 6, 2021 to Jun 30, 2022factForm ADV

Dated events

Occurred
Jan 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:972b0f50-53a2-a4d7-f579-1b2e3b27a730
First observed: Oct 6, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.