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RIA / WealthAdvisor25 years in industry

JOHN C FARNI

Advisor at QUANTITATIVE ASSET MANAGEMENT, LLC

MINNETONKA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9734ece6-7a79-e748-7a97-051db5f7ef98

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Apr 14, 2005 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

John C Farni

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: QUANTITATIVE ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 16, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: May 16, 2001
First registration: Apr 14, 2005
Dual registered: no
IAPD individual key: 4280441

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
QUANTITATIVE ASSET MANAGEMENT, LLC	Independent wealth	Oct 22, 2015	n/a	yes	MINNETONKA, MN	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	Apr 14, 2005	Oct 28, 2015	no	WAYZATA, MN\|WAYZATA, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	QUANTITATIVE ASSET MANAGEMENT, LLC	Oct 28, 2015	Oct 22, 2015	-6	Firm change	Other

Relationships

Registered with (2)

→ QUANTITATIVE ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 22, 2015 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Apr 14, 2005 to Oct 28, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9734ece6-7a79-e748-7a97-051db5f7ef98
First observed: Apr 14, 2005
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOHN C FARNI

Advisor at QUANTITATIVE ASSET MANAGEMENT, LLC

MINNETONKA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9734ece6-7a79-e748-7a97-051db5f7ef98

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:25 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

QUANTITATIVE ASSET MANAGEMENT, LLC

Independent wealth

Oct 22, 2015

n/a

yes

MINNETONKA, MN

Current employment

RBC CAPITAL MARKETS, LLC

National bd RIA

Apr 14, 2005

Oct 28, 2015

WAYZATA, MN|WAYZATA, MN

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

RBC CAPITAL MARKETS, LLC

QUANTITATIVE ASSET MANAGEMENT, LLC

Oct 28, 2015

Oct 22, 2015

-6

Firm change

Other