DFX Intelligence

I•••••••• C•••••• P•••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

I•••••••• C•••••• P•••••••• L•••

CRD 309419

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:973899c4-5867-686d-b0fe-4a2b13e093b6

Data as of May 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 17
On other graphs: 2
Observed: May 26, 2020 to May 27, 2026
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

I•••••••• C•••••• P•••••••• L•••

Private equity manager · shared crd

Independent Sponsorsidentity

I•••••••• C•••••• P•••••••• L•••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $591M••• Locked
Discretionary RAUM: $591M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I••••• U• H•••••••• L••	Private Equity Fund	$73.5M	Mar 29, 2024	4	Aug 27, 2021	dropped	021-407882
I•••••••• C•••••• P••••••• S••••• M••••• F••• A• L•••	Hedge Fund	$72.0M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••• G•••••• F••••	MANAGING MEMBER	F	yes	05/2020	May 26, 2020	Mar 29, 2024
H••••• G•••••• F••••	LIMITED PARTNER; MANAGING PARTNER	B	yes	05/2020	May 26, 2020	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••• G• I• L•••	n/a	n/a	n/a	N	yes	n/a
S••••• G• I•• L•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$591M	$662M	-10.8%	$2.7B	-39.5%	4	4	0	0

Relationships

Advises (5)

→ I•••••••• C•••••• P••••••• S••••• M••••• F•••• L•••Private fundHedge Fund, IA
Aug 17, 2018 to presentfactForm ADV
→ I•••••••• C•••••• P••••••• S••••• M••••• F••• B• L•••Private fundHedge Fund, IA
Mar 1, 2023 to presentfactForm ADV
→ I•••••••• C•••••• P••••••• S••••• M••••• F••• I•• L•••Private fundHedge Fund, IA
Aug 27, 2021 to presentfactForm ADV
→ I••••• U• H•••••••• L••

Dated events

Occurred
Sep 17, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$-1.7B
Occurred
Sep 17, 2026
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Sep 17, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$46.8M
Occurred
Sep 17, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:973899c4-5867-686d-b0fe-4a2b13e093b6
First observed: May 26, 2020
Last observed: May 27, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.