DFX Intelligence

A••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

A••••• C•••••• M••••••••• L••

CRD 124600

ITHACA, NY

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Search this name across graphsid dfx:ria:973f8690-9936-f090-2fd4-0e30ba5ce267

Data as of Apr 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 0
Observed: Apr 14, 2014 to Apr 15, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $61.2M••• Locked
Discretionary RAUM: $61.2M
Private client RAUM: $57.1Mderived••• Locked
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $61.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••• C•••••••• C•••••••	Certified Financial Planner	ITHACA, NY	18	42	n/a	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• A•••• C••••••••	MANAGING MEMBER/PRESIDENT/ CHIEF COMPLIANCE OFFICER	E	yes	08/2007	Apr 14, 2014	Jun 10, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••• C• C•••••••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$61.2M	$50.4M	21.4%	$37.5M	17.7%	3	4	0	0

Relationships

Registered with (1)

← A••• C•••••••• C•••••••Advisorregistration: current employment
Apr 2, 2008 to presentfactForm ADV

Controls (1)

← C•••••••• A•••• C••••••••OwnerMANAGING MEMBER/PRESIDENT/ CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 14, 2014 to Jun 10, 2024factForm ADV

Dated events

Occurred
Feb 7, 2022
Control person left
Norman William Chernish (Executive Vice President, Chief Compliance Officer) no longer on Schedule A of A••••• C•••••• M••••••••• L•• (listed 2021-03-02, absent 2022-02-07)
Form ADVobserved 7 days ago
Occurred
Apr 14, 2014
First Form ADV filing
A••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:973f8690-9936-f090-2fd4-0e30ba5ce267
First observed: Apr 14, 2014
Last observed: Apr 15, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.