I•• S• B••••••

Advisor at C•••• L••••

OAK PARK, IL

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Search this name across graphsid dfx:ria:97446f90-831d-c162-9cd1-c527cd06b699

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• L••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• L••••	State registered	Oct 7, 2019	n/a	yes	OAK PARK, IL	Current employment
C•••• L••••	State registered	Oct 7, 2019	Dec 31, 2022	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	C•••• L••••	Sep 30, 2019	Oct 7, 2019	7	Firm change	Wirehouse to state RIA

Relationships

Registered with (2)

→ C•••• L••••Registered adviserregistration: previous registration
Oct 7, 2019 to Dec 31, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jan 8, 2019 to Sep 30, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97446f90-831d-c162-9cd1-c527cd06b699
First observed: Jan 8, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.