DFX Intelligence

M••• D••••• Q••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)37 years in industry

M••• D••••• Q••••

Advisor at K••••• A••••••• S•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:9746310c-5053-56db-1a08-53445857b4b5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 1, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 31, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 21, 2016	n/a	yes	PITTSBURGH, PA\|AUSTIN, TX\|ALLISON PARK, PA	Current employment
S•••••••• S••••• W•••••	n/a	Mar 23, 2021	Sep 30, 2025	no	PITTSBURGH, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• S••••• W•••••	n/a	Sep 30, 2025	n/a	n/a	Departure no registered destination	Departure
A••••• M••••••••• P•••••••• I•••	K••••• A••••••• S•••••••• L••	Oct 18, 2012	Apr 21, 2016	1,281

Relationships

Registered with (3)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 21, 2016 to presentfactForm ADV
→ S•••••••• S••••• W•••••Registered adviserregistration: previous registration
Mar 23, 2021 to Sep 30, 2025factForm ADV
→ A••••• M••••••••• P•••••••• I•••Registered adviserregistration: previous registration
Oct 1, 1997 to Oct 18, 2012factForm ADV

Dated events

Occurred
Sep 30, 2025
Advisor departed, no destination yet
M••• D••••• Q•••• no longer registered at S•••••••• S••••• W•••••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9746310c-5053-56db-1a08-53445857b4b5
First observed: Oct 1, 1997
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.