This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2014earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Nov 2, 2016

First registration

Oct 30, 2017

Dual registered

no

Other names

Nicholas L Phillips|Nicholas Phillips|Nick L Phillips|Nick Phillips

IAPD individual key

6705198

• Occurred

  Dec 3, 2025
  Advisor changed firm

  Nicholas Lawrence Phillips left Wise Wealth, Llc for Wealth Enhancement Advisory Services, Llc (registered 2025-11-03)

  Form ADVobserved 5 days ago
• Occurred

  Aug 1, 2022
  Advisor changed firm

  Nicholas Lawrence Phillips left American Century Investments Private Client Group, Inc. for Wise Wealth, Llc (registered 2022-08-19)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:97500460-07f2-279a-9583-be207353700a

First observed

Oct 30, 2017

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.