DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CITIGROUP GLOBAL MARKETS INC.
LOS ANGELES, CA | San Francisco, CA | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 7, 2022 | n/a | yes | SAN FRANCISCO, CA|LOS ANGELES, CA|San Francisco, CA | Current employment |
| FISHER INVESTMENTS | Independent wealth | Jul 12, 2004 | Dec 8, 2021 | no | WOODSIDE, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 16, 2002 | Aug 5, 2003 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | CITIGROUP GLOBAL MARKETS INC. | Dec 8, 2021 | Jan 7, 2022 | 30 | Firm change | RIA to ibd |
| CITIGROUP GLOBAL MARKETS INC. | FISHER INVESTMENTS | Aug 5, 2003 | Jul 12, 2004 | 342 | Firm change | Other |