F•••• K•••••

Advisor at K••••• A••••••• S•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9767cb92-dc98-7376-877e-e00921aeb886

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 9, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Feb 11, 2026	n/a	yes	Deerfield, IL\|Chicago, IL\|AUSTIN, TX	Current employment
G•••••• S•••• W••••• S•••••••• L•••	Bd affiliated wealth	Apr 28, 2023	Feb 19, 2026	no	Deerfield, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••• S•••• W••••• S•••••••• L•••	K••••• A••••••• S•••••••• L••	Feb 19, 2026	Feb 11, 2026	-8	Firm change	Ibd to ibd
M•••••• A•••••• N••••••	G•••••• S•••• W••••• S•••••••• L•••	Apr 18, 2023	Apr 28, 2023

Relationships

Registered with (3)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Feb 11, 2026 to presentfactForm ADV
→ G•••••• S•••• W••••• S•••••••• L•••Registered adviserregistration: previous registration
Apr 28, 2023 to Feb 19, 2026factForm ADV
→ M•••••• A•••••• N••••••Registered adviserregistration: previous registration
Jun 9, 2022 to Apr 18, 2023factForm ADV

Dated events

Occurred
Feb 19, 2026
A•••••• firm change
F•••• K••••• left G•••••• S•••• W••••• S•••••••• L••• for K••••• A••••••• S•••••••• L•• (registered 2026-02-11)
Form ADVobserved 7 days ago
Occurred
Apr 18, 2023
A•••••• firm change
F•••• K••••• left M•••••• A•••••• N•••••• for G•••••• S•••• W••••• S•••••••• L••• (registered 2023-04-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9767cb92-dc98-7376-877e-e00921aeb886
First observed: Jun 9, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.