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E•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

E•••• M••••••

Advisor at T• P•••••• C••••• W••••• L••

New York, NY | NEW YORK, NY

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Search this name across graphsid dfx:ria:977767a4-3841-819c-9eb6-67e2b25f042f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 12, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• P•••••• C••••• W••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T• P•••••• C••••• W••••• L••	Bd affiliated wealth	Jan 27, 2026	n/a	yes	NEW YORK, NY\|New York, NY	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Nov 14, 2024	Feb 4, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	T• P•••••• C••••• W••••• L••	Feb 4, 2026	Jan 27, 2026	-8	Firm change	Ibd to ibd
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024

Relationships

Registered with (3)

→ T• P•••••• C••••• W••••• L••Registered adviserregistration: current employment
Jan 27, 2026 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Nov 14, 2024 to Feb 4, 2026factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Mar 12, 2024 to Nov 14, 2024factForm ADV

Dated events

Occurred
Feb 4, 2026
Advisor changed firm
E•••• M•••••• left L•• E••••••••• L•• for T• P•••••• C••••• W••••• L•• (registered 2026-01-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:977767a4-3841-819c-9eb6-67e2b25f042f
First observed: Mar 12, 2024
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.