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Reading the graph
Advisor at MORGAN STANLEY
PURCHASE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Dec 1, 2021 | n/a | yes | PURCHASE, NY | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 11, 2020 | Dec 15, 2021 | no | NEW YORK, NY | Previous registration |
| MORGAN STANLEY | Wirehouse | Oct 10, 2011 | Mar 2, 2020 | no | NEW YORK, NY|New York, NY|New York, NY|Garden City, NY|PURCHASE, NY|Jericho, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Dec 15, 2021 | Dec 1, 2021 | -14 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Mar 2, 2020 | Mar 11, 2020 | 9 | Firm change | Wirehouse to wirehouse |