DFX Intelligence

T•••••• O• N••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

T•••••• O• N••• C••••

Advisor at C••• P•••••••

AUSTIN, TX | New Braunfels, TX

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Search this name across graphsid dfx:ria:97794ecd-282d-58c0-f4e9-ccb725fc111a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 26, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 28, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• P•••••••	State registered	Feb 4, 2020	n/a	yes	AUSTIN, TX\|New Braunfels, TX\|New Braunfels, TX	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Apr 26, 2016	Jan 31, 2020	no	BRAUNFELS, TX\|NEW BRAUNFELS, TX\|DES MOINES, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	C••• P•••••••	Jan 31, 2020	Feb 4, 2020	4	Firm change	Ibd to state RIA

Relationships

Registered with (2)

→ C••• P•••••••Registered adviserregistration: current employment
Feb 4, 2020 to presentfactForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Apr 26, 2016 to Jan 31, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97794ecd-282d-58c0-f4e9-ccb725fc111a
First observed: Apr 26, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.