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Advisor at FOCUS PARTNERS WEALTH, LLC
ST. LOUIS, MO | Ocean City, NJ | WYOMISSING, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUS PARTNERS WEALTH, LLC | Independent wealth | Jul 1, 2024 | n/a | yes | Ocean City, NJ|ST. LOUIS, MO|WYOMISSING, PA | Current employment |
| BUCKINGHAM STRATEGIC WEALTH, LLC | Former SEC adviser | Jul 19, 2016 | Nov 14, 2024 | no | Wyomissing, PA|ST LOUIS, MO | Previous registration |
| HERBEIN WEALTH MANAGEMENT, L.L.C. | Former SEC adviser | May 20, 2004 | Nov 16, 2016 | no | WYOMISSING, PA|WYOMISSING, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BUCKINGHAM STRATEGIC WEALTH, LLC | FOCUS PARTNERS WEALTH, LLC | Nov 14, 2024 | Jul 1, 2024 | -136 | Bulk transfer | RIA to RIA |
| HERBEIN WEALTH MANAGEMENT, L.L.C. | BUCKINGHAM STRATEGIC WEALTH, LLC | Nov 16, 2016 | Jul 19, 2016 | -120 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 118114:143323:PA:2016-11-16 | Nov 16, 2016 | Jul 19, 2016 | WYOMISSING, PA | Firm change after gap |