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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FARNAM STREET FUND MANAGEMENT (CAYMAN) LIMITED

CRD 139109

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9784531c-c64e-5332-5267-17ca69cd275e

Data as of Dec 10, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 15, 2011 to Dec 10, 2018
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $300MItem 5.F on the latest filing (2018-12-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $300M
Private client RAUM: $300MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
High net worth clients: 175
SEC number: 801-66148
CRD: 139109
Filings on the tape: 12
First filed: Nov 15, 2011
Latest filed: Dec 10, 2018
Organised: Limited Liability Company

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GARNETT, ANTHONY, CARNOCHAN	Director	D	yes	08/2001	Nov 15, 2011	Dec 10, 2018
MACKAY, GREGORY	CHIEF COMPLIANCE OFFICER	D	yes	08/2001	Nov 15, 2011	Dec 10, 2018
MCBRIDE, BRUCE	Director	Na	yes	03/2003	Nov 15, 2011	Dec 10, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MUNDANE ASSET MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
GEORGE TOWN	n/a	Cayman Islands	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Dec 10, 2018	$300M	$300M	4	4	1	n/a	n/a
2017	Dec 6, 2017	$350M	$350M	4	4	1	n/a	n/a
2016	Nov 11, 2016	$285M	$285M	4	4	n/a	n/a	n/a
2015	Dec 11, 2015	$300M	$300M	4	4	n/a	n/a	n/a
2014	Dec 15, 2014	$325M	$325M	4	4	n/a	n/a	n/a
2013	Nov 18, 2013	$300M	$300M	3	3	n/a	n/a	n/a
2012	Nov 16, 2012	n/a	n/a	3	3	n/a	n/a	n/a
2011	Nov 15, 2011	$191M	$191M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$300M	$350M	-14.3%	$300M	0.0%	4	4	1	1

Relationships

Controls (3)

← MACKAY, GREGORYOwnerCHIEF COMPLIANCE OFFICER, ownership code D, individual
Nov 15, 2011 to presentfactForm ADV
← GARNETT, ANTHONY, CARNOCHANOwnerDIRECTOR, ownership code D, individual
Nov 15, 2011 to presentfactForm ADV
← MCBRIDE, BRUCEOwnerDIRECTOR, ownership code NA, individual
Nov 15, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9784531c-c64e-5332-5267-17ca69cd275e
First observed: Nov 15, 2011
Last observed: Dec 10, 2018 94 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FARNAM STREET FUND MANAGEMENT (CAYMAN) LIMITED

CRD 139109

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9784531c-c64e-5332-5267-17ca69cd275e

Data as of Dec 10, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:52 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GARNETT, ANTHONY, CARNOCHAN

Director

yes

08/2001

Nov 15, 2011

Dec 10, 2018

MACKAY, GREGORY

CHIEF COMPLIANCE OFFICER

yes

08/2001

Nov 15, 2011

Dec 10, 2018

MCBRIDE, BRUCE

Director

yes

03/2003

Nov 15, 2011

Dec 10, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MUNDANE ASSET MANAGEMENT LIMITED

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

GEORGE TOWN

n/a

Cayman Islands

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Dec 10, 2018

$300M

n/a

2017

Dec 6, 2017

$350M

n/a

2016

Nov 11, 2016

$285M

n/a

2015

Dec 11, 2015

$300M

n/a

2014

Dec 15, 2014

$325M

n/a

2013

Nov 18, 2013

$300M

n/a

2012

Nov 16, 2012

n/a

2011

Nov 15, 2011

$191M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$300M

$350M

-14.3%

$300M

0.0%