DFX Intelligence

D•••• T••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

D•••• T••••• S•••

Advisor at B••••• F•••••• W••••• M••••••••• L••

WEBSTER, NY | PITTSFORD, NY

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Search this name across graphsid dfx:ria:978a9bad-fb6e-f02a-0f64-605ba34c444e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 31, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• F•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 15, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• F•••••• W••••• M••••••••• L••	Independent wealth	Aug 27, 2021	n/a	yes	PITTSFORD, NY\|WEBSTER, NY	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 21, 2024	Nov 3, 2025	no	PITTSFORD, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	n/a	Nov 3, 2025	n/a	n/a	Departure no registered destination	Departure
C••••• A••••••• L••	B••••• F•••••• W••••• M••••••••• L••	Mar 21, 2024	Aug 27, 2021	-937

Team moves

••• Locked

Team	Left	Joined	From	Kind
10299:284920:NY:2024-03-21	Mar 21, 2024	Aug 27, 2021	PITTSFORD, NY	Firm change after gap

Relationships

Registered with (3)

→ B••••• F•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 27, 2021 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 21, 2024 to Nov 3, 2025factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Mar 31, 2021 to Mar 21, 2024factForm ADV

Dated events

Occurred
Nov 3, 2025
Advisor departed, no destination yet
D•••• T••••• S••• no longer registered at C••••• I••••••••• A••••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago
Occurred
Mar 21, 2024
Advisor changed firm
D•••• T••••• S••• left C••••• A••••••• L•• for B••••• F•••••• W••••• M••••••••• L•• (registered 2021-08-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:978a9bad-fb6e-f02a-0f64-605ba34c444e
First observed: Mar 31, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.