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Advisor at SEROS WEALTH PARTNERS
GILBERT, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SEROS WEALTH PARTNERS | Independent wealth | Mar 11, 2013 | n/a | yes | GILBERT, AZ | Current employment |
| FIRST FINANCIAL EQUITY CORPORATION | Former SEC adviser | Jun 23, 2009 | Jul 1, 2013 | no | MESA, AZ|SCOTTSDALE, AZ|SCOTTSDALE, AZ|TEMPE, AZ | Previous registration |
| ALLIANCE FINANCIAL GROUP, INC. | n/a | May 8, 2003 | Dec 31, 2012 | no | MESA, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST FINANCIAL EQUITY CORPORATION | SEROS WEALTH PARTNERS | Jul 1, 2013 | Mar 11, 2013 | -112 | Firm change after gap | Other |
| ALLIANCE FINANCIAL GROUP, INC. | FIRST FINANCIAL EQUITY CORPORATION | Dec 31, 2012 | Jun 23, 2009 | -1,287 | Firm change after gap | Other |