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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
PEPPER PIKE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Apr 24, 2007 | n/a | yes | PEPPER PIKE, OH | Current employment |
| RYAN BECK & CO. | n/a | Jan 28, 2004 | Apr 24, 2007 | no | PEPPER PIKE, OH|LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RYAN BECK & CO. | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Apr 24, 2007 | Apr 24, 2007 | 0 | Firm change | Other |