This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RUBICON INVESTMENT MANAGEMENT & ANALYTICS

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 21, 1988earliest registration or exam on IAPD

Years in industry

37derivedfrom the industry start date

Years at current firm

19derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Sep 21, 1988

First registration

Dec 18, 1997

Dual registered

no

Other names

MICHAEL Y HERIDIA

IAPD individual key

1870395

Graph

RIA / Wealth Management

Canonical id

dfx:ria:97a0e092-398c-402b-d14e-e7fbc75fb587

First observed

Dec 18, 1997

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.