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Advisor at TRUE WAVE FINANCIAL PLANNERS
SACRAMENTO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUE WAVE FINANCIAL PLANNERS | Independent wealth | Jan 24, 2025 | n/a | yes | SACRAMENTO, CA | Current employment |
| CAPITAL PLANNING ADVISORS LLC | Former SEC adviser | Mar 3, 2014 | Sep 2, 2014 | no | ROSEVILLE, CA | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Mar 24, 2011 | Feb 28, 2014 | no | SACRAMENTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL PLANNING ADVISORS LLC | TRUE WAVE FINANCIAL PLANNERS | Sep 2, 2014 | Jan 24, 2025 | 3,797 | Firm change after gap | Other |
| NFP ADVISOR SERVICES, LLC | CAPITAL PLANNING ADVISORS LLC | Feb 28, 2014 | Mar 3, 2014 | 3 | Firm change | Other |