DFX Intelligence

N••••••• V••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

N••••••• V••• L•••••••

Advisor at M••••• S••••••

Los Angeles, CA

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Search this name across graphsid dfx:ria:97a79e31-8d55-527f-812a-8e24210220f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 13, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Apr 14, 2025	n/a	yes	Los Angeles, CA	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Apr 28, 2023	Apr 8, 2025	no	SAN FRANCISCO, CA\|San Francisco, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	M••••• S••••••	Apr 8, 2025	Apr 14, 2025	6	Firm change	Ibd to wirehouse
J••• M••••• P•••••• W••••• A••••••• L••	R•• C•••••• M••••••• L••	May 19, 2023	Apr 28, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
31194:149777:CA:2025-04-08	Apr 8, 2025	Apr 14, 2025	SAN FRANCISCO, CA	Firm change
108559:31194:CA:2023-05-08	May 19, 2023	Apr 28, 2023	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Apr 14, 2025 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Apr 28, 2023 to Apr 8, 2025factForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Feb 13, 2023 to May 19, 2023factForm ADV

Dated events

Occurred
Apr 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 19, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97a79e31-8d55-527f-812a-8e24210220f3
First observed: Feb 13, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.