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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BOWERY INVESTMENT MANAGEMENT, LLC

CRD 164457

NEW YORK, NY

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Search this name across graphsid dfx:ria:97bc68a6-bd6b-6d9f-4c9d-b9b2d22d4abe

Data as of Feb 21, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 1
Observed: Jun 13, 2012 to Feb 21, 2017
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

BOWERY INVESTMENT MANAGEMENT, LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $139MItem 5.F on the latest filing (2017-02-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $139M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 1
Accounts: 5
Private funds: 5Schedule D 7.B(1)
Private fund GAV: $139Mgross asset value as reported per fund; never fund size
Custody, client assets: $10.8M
SEC number: 801-76815
CRD: 164457
Filings on the tape: 11
First filed: Jun 13, 2012
Latest filed: Feb 21, 2017
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P BOWERY LTD.	Hedge Fund	$7.1M	Mar 29, 2018	6	Apr 1, 2013	reported	n/a
BLACKWELL PARTNERS, LLC - SERIES A - BOWERY PORTFOLIO	Hedge Fund	$3.7M	Sep 25, 2019	4	Mar 28, 2014	reported	n/a
BOWERY OPPORTUNITY FUND, L.P.	Hedge Fund	$2.9M	Sep 25, 2019	25	Mar 30, 2012	reported	021-133449
BOWERY INSTITUTIONAL OPPORTUNITY FUND, L.P.	Hedge Fund	$1.3M	Mar 29, 2018	4	Mar 30, 2012	reported	n/a
BOWERY OPPORTUNITY FUND, LTD.	Hedge Fund	$806,684	Sep 25, 2019	7	Mar 28, 2014	reported	021-204899
BOWERY OPPORTUNISTIC CREDIT, L.P.	Hedge Fund	$422,939	Mar 21, 2017	2	Mar 28, 2014	reported	021-214085
BOWERY SPECIAL EQUITIES FUND, L.P.	Hedge Fund	$0	Apr 24, 2014	0	Mar 30, 2012	dropped	n/a
BOWERY FOCUSED CREDIT, L.P.	Hedge Fund	$0	Apr 24, 2014	0	Mar 30, 2012	dropped	n/a
DOVER MASTER FUND II, L.P.	Hedge Fund	$0	Dec 18, 2015	1	Mar 30, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JELISAVCIC, VLADIMIR	Manager	E	yes	01/2012	Jun 13, 2012	Feb 21, 2017
LARKIN, JAMES, FRANCIS	CHIEF COMPLIANCE OFFICER	Na	yes	12/2015	Jun 13, 2012	Feb 21, 2017
METAL, YOSEF, YITZCHOK	CHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER	Na	yes	02/2012	Jun 13, 2012	Feb 21, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BOWERY GP, LLC	n/a	n/a	n/a	N	yes	n/a
BOWERY OPPORTUNITY MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Feb 21, 2017	$139M	$139M	8	1	n/a	5	$139M
2015	Mar 29, 2016	$293M	$293M	15	4	n/a	6	$293M
2014	Mar 18, 2015	$328M	$328M	19	9	n/a	7	$328M
2013	Mar 28, 2014	$264M	$264M	24	9	n/a	7	$264M
2012	Apr 1, 2013	$140M	$140M	14	7	n/a	6	$140M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$139M	$293M	-52.6%	$264M	-19.2%	8	15	n/a	n/a

Relationships

Advises (9)

→ BLACKWELL PARTNERS, LLC - SERIES A - BOWERY PORTFOLIOPrivate fundHedge Fund, ERA
Mar 28, 2014 to presentfactForm ADV
→ BOWERY OPPORTUNITY FUND, L.P.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ BOWERY OPPORTUNITY FUND, LTD.Private fundHedge Fund, ERA
Mar 28, 2014 to presentfactForm ADV
→ BOWERY INSTITUTIONAL OPPORTUNITY FUND, L.P.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ P BOWERY LTD.Private fundHedge Fund, ERA
Apr 1, 2013 to presentfactForm ADV
→ BOWERY OPPORTUNISTIC CREDIT, L.P.Private fundHedge Fund, ERA
Mar 28, 2014 to presentfactForm ADV
→ DOVER MASTER FUND II, L.P.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Dec 18, 2015factForm ADV
→ BOWERY SPECIAL EQUITIES FUND, L.P.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Apr 24, 2014factForm ADV
→ BOWERY FOCUSED CREDIT, L.P.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Apr 24, 2014factForm ADV

Controls (3)

← LARKIN, JAMES, FRANCISOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 13, 2012 to presentfactForm ADV
← JELISAVCIC, VLADIMIROwnerMANAGER, ownership code E, individual
Jun 13, 2012 to presentfactForm ADV
← METAL, YOSEF, YITZCHOKOwnerCHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER, ownership code NA, individual
Jun 13, 2012 to presentfactForm ADV

Dated events

Occurred
Jun 13, 2012
First Form ADV filing
Bowery Investment Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97bc68a6-bd6b-6d9f-4c9d-b9b2d22d4abe
First observed: Jun 13, 2012
Last observed: Feb 21, 2017 116 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BOWERY INVESTMENT MANAGEMENT, LLC

CRD 164457

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:97bc68a6-bd6b-6d9f-4c9d-b9b2d22d4abe

Data as of Feb 21, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

P BOWERY LTD.

Hedge Fund

$7.1M

Mar 29, 2018

Apr 1, 2013

reported

n/a

BLACKWELL PARTNERS, LLC - SERIES A - BOWERY PORTFOLIO

Hedge Fund

$3.7M

Sep 25, 2019

Mar 28, 2014

reported

n/a

BOWERY OPPORTUNITY FUND, L.P.

Hedge Fund

$2.9M

Sep 25, 2019

Mar 30, 2012

reported

021-133449

BOWERY INSTITUTIONAL OPPORTUNITY FUND, L.P.

Hedge Fund

$1.3M

Mar 29, 2018

Mar 30, 2012

reported

n/a

BOWERY OPPORTUNITY FUND, LTD.

Hedge Fund

$806,684

Sep 25, 2019

Mar 28, 2014

reported

021-204899

BOWERY OPPORTUNISTIC CREDIT, L.P.

Hedge Fund

$422,939

Mar 21, 2017

Mar 28, 2014

reported

021-214085

BOWERY SPECIAL EQUITIES FUND, L.P.

Hedge Fund

Apr 24, 2014

Mar 30, 2012

dropped

n/a

BOWERY FOCUSED CREDIT, L.P.

Hedge Fund

Apr 24, 2014

Mar 30, 2012

dropped

n/a

DOVER MASTER FUND II, L.P.

Hedge Fund

Dec 18, 2015

Mar 30, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JELISAVCIC, VLADIMIR

Manager

yes

01/2012

Jun 13, 2012

Feb 21, 2017

LARKIN, JAMES, FRANCIS

CHIEF COMPLIANCE OFFICER

yes

12/2015

Jun 13, 2012

Feb 21, 2017

METAL, YOSEF, YITZCHOK

CHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER

yes

02/2012

Jun 13, 2012

Feb 21, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BOWERY GP, LLC

n/a

yes

n/a

BOWERY OPPORTUNITY MANAGEMENT, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Feb 21, 2017

$139M

n/a

$139M

2015

Mar 29, 2016

$293M

n/a

$293M

2014

Mar 18, 2015

$328M

n/a

$328M

2013

Mar 28, 2014

$264M

n/a

$264M

2012

Apr 1, 2013

$140M

n/a

$140M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$139M

$293M

-52.6%

$264M

-19.2%

n/a