DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ARKENSTONE FINANCIAL, LLC
Monument, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARKENSTONE FINANCIAL, LLC | State registered | May 5, 2010 | n/a | yes | Monument, CO | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jul 20, 2007 | Jun 9, 2010 | no | COLORADO SPRINGS, CO | Previous registration |
| BROOKSTREET SECURITIES CORPORATION | n/a | Aug 27, 2004 | Jul 12, 2007 | no | COLORADO SPRINGS, CO|COLORADO SPRINGS, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | ARKENSTONE FINANCIAL, LLC | Jun 9, 2010 | May 5, 2010 | -35 | Firm change after gap | Other |
| BROOKSTREET SECURITIES CORPORATION | SECURITIES AMERICA ADVISORS, INC. | Jul 12, 2007 | Jul 20, 2007 | 8 | Firm change | Other |