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Advisor at BMA ADVISORS, LLC
INDIO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BMA ADVISORS, LLC | State registered | Feb 17, 2023 | n/a | yes | INDIO, CA | Current employment |
| BROXTON CAPITAL ADVISORS LLC | Former SEC adviser | May 15, 2013 | Jun 9, 2023 | no | OLD SAN JUAN, PR | Previous registration |
| BROXTON CAPITAL ADVISORS LLC | Former SEC adviser | Mar 1, 2006 | Jan 15, 2009 | no | OLD SAN JUAN, PR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BROXTON CAPITAL ADVISORS LLC | BMA ADVISORS, LLC | Jun 9, 2023 | Feb 17, 2023 | -112 | Firm change after gap | Other |