DFX Intelligence

J•••• P••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J•••• P••• N•••••

Advisor at L•• F•••••••• L••

GLENDALE, AZ

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Search this name across graphsid dfx:ria:97d07a9b-f450-5bdc-551d-ab065a7c4d3a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 19, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 22, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 4, 2024	n/a	yes	GLENDALE, AZ	Current employment
C•••••••• F••••••••• I•••	Bd affiliated wealth	Jan 15, 2019	Nov 11, 2024	no	Phoenix, AZ\|ANAHEIM, CA\|Glendale, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F••••••••• I•••	L•• F•••••••• L••	Nov 11, 2024	Nov 4, 2024	-7	Firm change	Ibd to ibd
L•• F•••••••• L••	C•••••••• F••••••••• I•••	Jan 29, 2019	Jan 15, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
30833:6413:AZ:2024-11-11	Nov 11, 2024	Nov 4, 2024	GLENDALE, AZ	Firm change

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 19, 2015 to Jan 29, 2019factForm ADV
→ C•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Jan 15, 2019 to Nov 11, 2024factForm ADV

Dated events

Occurred
Nov 11, 2024
Advisor changed firm
J•••• P••• N••••• left C•••••••• F••••••••• I••• for L•• F•••••••• L•• (registered 2024-11-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97d07a9b-f450-5bdc-551d-ab065a7c4d3a
First observed: Oct 19, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.