DFX Intelligence

T••••• A•• Z•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

T••••• A•• Z•••••••••

Advisor at R••• W••••• A•••••••• I•••

MT PLEASANT, MI

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Search this name across graphsid dfx:ria:97d2dd91-def1-1b6a-b265-c5e6b7cc64c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 19, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••• W••••• A•••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 27, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••• W••••• A•••••••• I•••	State registered	Aug 9, 2011	n/a	yes	MT PLEASANT, MI	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 19, 2010	Feb 2, 2026	no	MOUNT PLEASANT, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R••• W••••• A•••••••• I•••	Feb 2, 2026	Aug 9, 2011	-5,291	Firm change after gap	Ibd to state RIA

Relationships

Registered with (2)

→ R••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 9, 2011 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 19, 2010 to Feb 2, 2026factForm ADV

Dated events

Occurred
Feb 2, 2026
Advisor changed firm
T••••• A•• Z••••••••• left L•• F•••••••• L•• for R••• W••••• A•••••••• I••• (registered 2011-08-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97d2dd91-def1-1b6a-b265-c5e6b7cc64c5
First observed: Mar 19, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.