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Advisor at CALDER FINANCIAL GROUP
ADA, MI | WINONA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CALDER FINANCIAL GROUP | Independent wealth | Sep 26, 2023 | n/a | yes | ADA, MI|WINONA, MN | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jun 3, 2020 | Aug 21, 2023 | no | WINONA, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | CALDER FINANCIAL GROUP | Aug 21, 2023 | Sep 26, 2023 | 36 | Firm change | Ibd to RIA |