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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PEAK 8 ASSET MANAGEMENT LLC

CRD 289144

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:97f465f1-e33d-f472-fef5-7547dc33e6f2

Data as of Apr 12, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 4
On other graphs: 0
Observed: Aug 7, 2017 to Apr 12, 2021
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $234MItem 5.F on the latest filing (2021-04-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-111628
CRD: 289144
Filings on the tape: 12
First filed: Aug 7, 2017
Latest filed: Apr 12, 2021
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HB GP, LLC	GENERAL PARTNER	F	yes	05/2000	Mar 30, 2021	Apr 12, 2021
HUNT CAPITAL HOLDINGS INVESTMENTS, LLC	Member	E	yes	04/2020	Mar 30, 2021	Apr 12, 2021
HUNT COMPANIES, LLC	Member	E	yes	11/2013	Feb 20, 2019	Apr 12, 2021
HUNT COMPANY, LLC	Member	E	yes	02/2016	Feb 20, 2019	Apr 12, 2021
HUNT ELP, LTD.	Member	E	yes	02/2020	Mar 30, 2021	Apr 12, 2021
HUNT, JOSHUA, WILLIAM	Trustee	F	yes	11/2013	Feb 20, 2019	Apr 12, 2021
HUNT, WOODLEY, LARKIN	Shareholder	C	yes	03/2010	Feb 20, 2019	Apr 12, 2021
MORAN, DAVID, MICHAEL	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF FINANCIAL OFFICER	Na	yes	12/2016	Aug 7, 2017	Apr 12, 2021
WGH DYNASTY TRUST	Shareholder	C	yes	03/2010	Feb 20, 2019	Apr 12, 2021
HERMANN, MARYANN, SCHURR	CHIEF COMPLIANCE OFFICER	Na	no	03/2019	Mar 30, 2019	Apr 12, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HUNT INVESTMENT MANAGEMENT, LLC	n/a	Asset manager	$118M	N	yes	n/a
HUNT CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$102M	N	yes	n/a
BREAN CAPITAL, LLC	n/a	n/a	n/a	N	yes	n/a
HUNT FINANCIAL SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
PEAK 8 ANALYTICS LLC	n/a	n/a	n/a	Y	yes	n/a
S2K FINANCIAL LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 30, 2021	$234M	$0	8	8	1	n/a	n/a
2019	Mar 28, 2020	$180M	$0	8	8	1	n/a	n/a
2018	Mar 30, 2019	$198M	$0	7	6	1	n/a	n/a
2017	Mar 28, 2018	$312M	$0	8	7	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$234M	$180M	30.4%	$312M	-9.1%	8	8	1	1

Relationships

Affiliated with (2)

→ HUNT INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ HUNT CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (9)

← MORAN, DAVID, MICHAELOwnerCHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF FINANCIAL OFFICER, ownership code NA, individual
Aug 7, 2017 to presentfactForm ADV
← HUNT, WOODLEY, LARKINOwnerSHAREHOLDER, ownership code C, individual
Feb 20, 2019 to presentfactForm ADV
← HUNT, JOSHUA, WILLIAMOwnerTRUSTEE, ownership code F, individual
Feb 20, 2019 to presentfactForm ADV
← HB GP, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 30, 2021 to presentfactForm ADV
← HUNT CAPITAL HOLDINGS INVESTMENTS, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 30, 2021 to presentfactForm ADV
← HUNT COMPANIES, LLCOwnerMEMBER, ownership code E, domestic entity
Feb 20, 2019 to presentfactForm ADV
← HUNT COMPANY, LLCOwnerMEMBER, ownership code E, domestic entity
Feb 20, 2019 to presentfactForm ADV
← HUNT ELP, LTD.OwnerMEMBER, ownership code E, domestic entity
Mar 30, 2021 to presentfactForm ADV
← WGH DYNASTY TRUSTOwnerSHAREHOLDER, ownership code C, domestic entity
Feb 20, 2019 to presentfactForm ADV

Owns (1)

← HERMANN, MARYANN, SCHURROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2019 to presentfactForm ADV

Dated events

Occurred
Mar 30, 2019
Regulatory AUM changed
Peak 8 Asset Management Llc reported RAUM $198.4M, down 36% from $312.4M (2019-02-20 to 2019-03-30)
Form ADVobserved 6 days ago
$-114M
Occurred
Feb 20, 2019
Control person joined
William Joshua Hunt (Trustee) appeared on Schedule A of Peak 8 Asset Management Llc
Form ADVobserved 6 days ago
Occurred
Feb 20, 2019
Control person joined
Woodley Hunt (Shareholder) appeared on Schedule A of Peak 8 Asset Management Llc
Form ADVobserved 6 days ago
Occurred
Aug 7, 2017
First Form ADV filing
Peak 8 Asset Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97f465f1-e33d-f472-fef5-7547dc33e6f2
First observed: Aug 7, 2017
Last observed: Apr 12, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PEAK 8 ASSET MANAGEMENT LLC

CRD 289144

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:97f465f1-e33d-f472-fef5-7547dc33e6f2

Data as of Apr 12, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:12 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HB GP, LLC

GENERAL PARTNER

yes

05/2000

Mar 30, 2021

Apr 12, 2021

HUNT CAPITAL HOLDINGS INVESTMENTS, LLC

Member

yes

04/2020

Mar 30, 2021

Apr 12, 2021

HUNT COMPANIES, LLC

Member

yes

11/2013

Feb 20, 2019

Apr 12, 2021

HUNT COMPANY, LLC

Member

yes

02/2016

Feb 20, 2019

Apr 12, 2021

HUNT ELP, LTD.

Member

yes

02/2020

Mar 30, 2021

Apr 12, 2021

HUNT, JOSHUA, WILLIAM

Trustee

yes

11/2013

Feb 20, 2019

Apr 12, 2021

HUNT, WOODLEY, LARKIN

Shareholder

yes

03/2010

Feb 20, 2019

Apr 12, 2021

MORAN, DAVID, MICHAEL

CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF FINANCIAL OFFICER

yes

12/2016

Aug 7, 2017

Apr 12, 2021

WGH DYNASTY TRUST

Shareholder

yes

03/2010

Feb 20, 2019

Apr 12, 2021

HERMANN, MARYANN, SCHURR

CHIEF COMPLIANCE OFFICER

03/2019

Mar 30, 2019

Apr 12, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HUNT INVESTMENT MANAGEMENT, LLC

n/a

Asset manager

$118M

yes

n/a

HUNT CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$102M

yes

n/a

BREAN CAPITAL, LLC

n/a

yes

n/a

HUNT FINANCIAL SECURITIES, LLC

n/a

yes

n/a

PEAK 8 ANALYTICS LLC

n/a

yes

n/a

S2K FINANCIAL LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 30, 2021

$234M

n/a

2019

Mar 28, 2020

$180M

n/a

2018

Mar 30, 2019

$198M

n/a

2017

Mar 28, 2018

$312M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$234M

$180M

30.4%

$312M

-9.1%