DFX Intelligence

E••••• L••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

E••••• L••••• B•••••

Advisor at C••••••••• W••••• P•••••••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:97f6740a-061a-10b4-d5ef-7930dabb06f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 20, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 16, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• P•••••••	Independent wealth	Apr 10, 2018	n/a	yes	CHARLOTTE, NC	Current employment
R••••• B••• • C••• L••	Former SEC adviser	May 20, 2004	Jun 3, 2013	no	CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• B••• • C••• L••	C••••••••• W••••• P•••••••	Jun 3, 2013	Apr 10, 2018	1,772	Firm change after gap	Other

Relationships

Registered with (2)

→ C••••••••• W••••• P•••••••Registered adviserregistration: current employment
Apr 10, 2018 to presentfactForm ADV
→ R••••• B••• • C••• L••Registered adviserregistration: previous registration
May 20, 2004 to Jun 3, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97f6740a-061a-10b4-d5ef-7930dabb06f6
First observed: May 20, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.