DFX Intelligence

K••••• D•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

K••••• D•••••• M••••••

Advisor at C•••••••• C•••••• A•••••••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:9800b041-c315-50b3-c094-60a44a61eb66

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 26, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 23, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• C•••••• A•••••••• L••	Independent wealth	Feb 12, 2025	n/a	yes	HOUSTON, TX	Current employment
C•••••••• C•••••• A•••••••• L••	Independent wealth	Feb 1, 2022	Dec 31, 2024	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	C•••••••• C•••••• A•••••••• L••	Jan 21, 2022	Feb 1, 2022	11	Firm change	Ibd to RIA
B••••••• C•••••• I•••	S•••••• N••••••• • C••••••• I•••••••••	Dec 4, 2015	Dec 4, 2015

Relationships

Registered with (3)

→ C•••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 1, 2022 to Dec 31, 2024factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Dec 4, 2015 to Jan 21, 2022factForm ADV
→ B••••••• C•••••• I•••Registered adviserregistration: previous registration
Jul 26, 2013 to Dec 4, 2015factForm ADV

Dated events

Occurred
Jan 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9800b041-c315-50b3-c094-60a44a61eb66
First observed: Jul 26, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.