DFX Intelligence

M•••• S••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

M•••• S••• H•••••

Advisor at S•••••••• S••••••••• L••

AVONDALE, AZ

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Search this name across graphsid dfx:ria:9809f706-9bee-2c18-788a-19d5cee1fdf5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• S••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 24, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• S••••••••• L••	State registered	Jan 12, 2026	n/a	yes	AVONDALE, AZ\|AVONDALE, AZ	Current employment
Q•••• C•••••• S••••••••• I•••	Former SEC adviser	Oct 15, 2002	Jul 19, 2005	no	LAGUNA HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••• C•••••• S••••••••• I•••	S•••••••• S••••••••• L••	Jul 19, 2005	Jan 12, 2026	7,482	Firm change after gap	Other

Relationships

Registered with (2)

→ S•••••••• S••••••••• L••Registered adviserregistration: current employment
Jan 12, 2026 to presentfactForm ADV
→ Q•••• C•••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 15, 2002 to Jul 19, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9809f706-9bee-2c18-788a-19d5cee1fdf5
First observed: Oct 15, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.