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Advisor at GALLIOTT CAPITAL ADVISORS, LLC
BEVERLY HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GALLIOTT CAPITAL ADVISORS, LLC | Mixed wealth | Apr 30, 2021 | n/a | yes | BEVERLY HILLS, CA | Current employment |
| INSIGNEO ADVISORY SERVICES, LLC | Mixed wealth | Jul 10, 2020 | Dec 3, 2021 | no | Los Angeles, CA|MIAMI, FL|Beverly Hills, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2016 | Jul 2, 2020 | no | Los Angeles, CA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Feb 13, 2015 | Jun 7, 2016 | no | Los Angeles, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INSIGNEO ADVISORY SERVICES, LLC | GALLIOTT CAPITAL ADVISORS, LLC | Dec 3, 2021 | Apr 30, 2021 | -217 | Firm change after gap | RIA to new firm |
| MORGAN STANLEY | INSIGNEO ADVISORY SERVICES, LLC | Jul 2, 2020 | Jul 10, 2020 | 8 | Firm change | Wirehouse to RIA |
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | Jun 7, 2016 | Jun 1, 2016 | -6 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:282589:CA:2020-07-02 | Jul 2, 2020 | Jul 10, 2020 | LOS ANGELES, CA | Firm change |
| 79:149777:CA:2016-06-07 | Jun 7, 2016 | Jun 1, 2016 | LOS ANGELES, CA | Firm change |