This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 5, 1987earliest registration or exam on IAPD

Years in industry

38derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Oct 5, 1987

First registration

Dec 30, 1998

Dual registered

yes, broker-dealer

Other names

DAVID M KELLY|Mark Kelly

IAPD individual key

1733832

• Occurred

  Apr 23, 2022
  Advisor changed firm

  David Mark Kelly left Wells Fargo Advisors for Benjamin F. Edwards & Company, Incorporated (registered 2022-03-30)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:980e9791-d1e8-8043-7621-c085edcbcba4

First observed

Dec 30, 1998

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.