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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Richard Andrew Stamps

Advisor at ADVICE AND PLANNING SERVICES

BIRMINGHAM, AL | Oneonta, AL

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Search this name across graphsid dfx:ria:981345e9-35e6-3656-79c8-73f1c2dca86e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 4, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 3, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 3, 2000
First registration: Feb 4, 2003
Dual registered: yes, broker-dealer
Other names: RICHARD A STAMPS|RICHARD ANDREW STAMPS|Richard Andrew Stamps|RICHARD ANDREW STAMPS|Richard Andrew Stamps
IAPD individual key: 4092116

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jan 10, 2018	n/a	yes	BIRMINGHAM, AL\|Oneonta, AL	Current employment
OSAIC FA, INC.	Former SEC adviser	Dec 21, 2016	Dec 18, 2017	no	Iuka, MS\|iuka, MS\|FORT WAYNE, IN	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jul 29, 2014	Nov 28, 2016	no	INDIANAPOLIS, IN	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	May 4, 2009	Aug 1, 2014	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
EDWARD JONES	National bd RIA	Apr 25, 2006	Mar 10, 2009	no	ST LOUIS, MO\|MOORESVILLE, IN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Feb 4, 2003	Apr 17, 2006	no	FISHERS (INDIANAPOLIS), IN\|FISHERS (INDIANAPOLIS), IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FA, INC.	ADVICE AND PLANNING SERVICES	Dec 18, 2017	Jan 10, 2018	23	Firm change	Other
FIRST ALLIED ADVISORY SERVICES, INC.	OSAIC FA, INC.	Nov 28, 2016	Dec 21, 2016	23	Firm change	Other
ONEAMERICA SECURITIES, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Aug 1, 2014	Jul 29, 2014	-3	Firm change	Other
EDWARD JONES	ONEAMERICA SECURITIES, INC.	Mar 10, 2009	May 4, 2009	55	Firm change	Other
CHARLES SCHWAB & CO., INC.	EDWARD JONES	Apr 17, 2006	Apr 25, 2006	8	Firm change	Ibd to ibd

Relationships

Registered with (6)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Jan 10, 2018 to presentfactForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Dec 21, 2016 to Dec 18, 2017factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 29, 2014 to Nov 28, 2016factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
May 4, 2009 to Aug 1, 2014factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 25, 2006 to Mar 10, 2009factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Feb 4, 2003 to Apr 17, 2006factForm ADV

Dated events

No dated event names this entity yet.