This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.79 fund_share=0.0 institutional_share=0.18 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$551MItem 5.F on the latest filing (2026-06-08); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$550M

Private client RAUM

$437MderivedItem 5.D individuals plus high net worth individuals

Private client share

79%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$184Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

7

Advisory employees

4

Offices

0Schedule D 1.F, beyond the principal office

Accounts

582

Individual clients

133

High net worth clients

94

Custody, client assets

$20.4M

SEC number

801-71143

CIK

1712686

CRD

137433

Filings on the tape

29

First filed

Feb 6, 2012

Latest filed

Jun 8, 2026

Organised

Limited Liability Company, OH

• Occurred

  Mar 19, 2024
  Regulatory AUM changed

  Broadleaf Partners, Llc reported RAUM $410.6M, up 33% from $309.7M (2023-07-03 to 2024-03-19)

  Form ADVobserved 5 days ago
  $101M
• Occurred

  Jul 3, 2023
  Control person joined

  Edward Peter Mackay (Cco) appeared on Schedule A of Broadleaf Partners, Llc

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9817d4d8-3db3-e841-2074-f95c405dfc73

First observed

Feb 6, 2012

Last observed

Jun 8, 2026 3 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.