DFX Intelligence

D••••• S• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst15 years in industry

D••••• S• L••

Advisor at B••••••••• L••

Las Vegas, NV | SAN JOSE, CA

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Search this name across graphsid dfx:ria:981843d2-08f2-2a63-84c5-765768474239

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Sep 28, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• L••	No RAUM reported	Aug 24, 2021	n/a	yes	SAN JOSE, CA\|Las Vegas, NV	Current employment
P•••••••• L••	Independent wealth	Jan 29, 2019	Aug 10, 2021	no	SAN JOSE, CA\|SAINT LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• L••	B••••••••• L••	Aug 10, 2021	Aug 24, 2021	14	Firm change	RIA to RIA
B••••	P•••••••• L••	Jan 28, 2019	Jan 29, 2019

Relationships

Registered with (3)

→ B••••••••• L••Registered adviserregistration: current employment
Aug 24, 2021 to presentfactForm ADV
→ P•••••••• L••Registered adviserregistration: previous registration
Jan 29, 2019 to Aug 10, 2021factForm ADV
→ B••••Registered adviserregistration: previous registration
Sep 29, 2010 to Jan 28, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:981843d2-08f2-2a63-84c5-765768474239
First observed: Sep 29, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.