DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner24 years in industry

JEFFREY JAMES VINCENT

Advisor at VINCENT WEALTH ADVISORS LLC

NORWELL, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:981f8f27-9cf3-c125-53d9-44b09ed35bd3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 9, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VINCENT WEALTH ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 8, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Feb 8, 2002
First registration: May 9, 2003
Dual registered: no
IAPD individual key: 2704182

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VINCENT WEALTH ADVISORS LLC	Independent wealth	Sep 13, 2024	n/a	yes	NORWELL, MA	Current employment
FERNWOOD INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Nov 15, 2017	Oct 21, 2024	no	HULL, MA	Previous registration
VINCENT FINANCIAL GROUP	n/a	Jul 17, 2009	Dec 31, 2017	no	HANOVER, MA	Previous registration
CATURANO WEALTH MANAGEMENT, LLC	n/a	Sep 22, 2008	Aug 12, 2009	no	BOSTON, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 9, 2003	Sep 8, 2008	no	WOBURN, MA\|BOSTON, MA\|BOSTON, MA\|WOBURN, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FERNWOOD INVESTMENT MANAGEMENT, LLC	VINCENT WEALTH ADVISORS LLC	Oct 21, 2024	Sep 13, 2024	-38	Firm change after gap	RIA to new firm
VINCENT FINANCIAL GROUP	FERNWOOD INVESTMENT MANAGEMENT, LLC	Dec 31, 2017	Nov 15, 2017	-46	Firm change after gap	Other
CATURANO WEALTH MANAGEMENT, LLC	VINCENT FINANCIAL GROUP	Aug 12, 2009	Jul 17, 2009	-26	Firm change	Other
LPL FINANCIAL LLC	CATURANO WEALTH MANAGEMENT, LLC	Sep 8, 2008	Sep 22, 2008	14	Firm change	Other

Relationships

Registered with (5)

→ VINCENT WEALTH ADVISORS LLCRegistered adviserregistration: current employment
Sep 13, 2024 to presentfactForm ADV
→ FERNWOOD INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 15, 2017 to Oct 21, 2024factForm ADV
→ VINCENT FINANCIAL GROUPRegistered adviserregistration: previous registration
Jul 17, 2009 to Dec 31, 2017factForm ADV
→ CATURANO WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 22, 2008 to Aug 12, 2009factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 9, 2003 to Sep 8, 2008factForm ADV

Dated events

Occurred
Oct 21, 2024
Advisor changed firm
Jeffrey James Vincent left Fernwood Investment Management, Llc for Vincent Wealth Advisors Llc (registered 2024-09-13)
Form ADVobserved 6 days ago