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Advisor at LPL FINANCIAL LLC
COLONIA, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 6, 2025 | n/a | yes | COLONIA, NJ | Current employment |
| IC ADVISORY SERVICES, INC. | Former SEC adviser | Nov 4, 2011 | Mar 6, 2025 | no | SHORT HILLS, NJ|BEDMINSTER, NJ|COLONIA, NJ | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Nov 9, 2011 | no | Short Hills, NJ | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | SHORT HILLS, NJ | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jan 2, 2003 | Apr 2, 2007 | no | SHORT HILLS, NJ|SHORT HILLS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| IC ADVISORY SERVICES, INC. | LPL FINANCIAL LLC | Mar 6, 2025 | Mar 6, 2025 | 0 | Bulk transfer | Ibd to ibd |
| MORGAN STANLEY | IC ADVISORY SERVICES, INC. | Nov 9, 2011 | Nov 4, 2011 | -5 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |