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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

David Allen Lingel

Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Atlanta, GA

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Search this name across graphsid dfx:ria:98285965-df91-7fc7-8de5-07d6099bbe90

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 26, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 22, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 22, 2014
First registration: Nov 26, 2014
Dual registered: yes, broker-dealer
Other names: DAVE LINGEL|David Allen Lingel|Dave Lingel
IAPD individual key: 6392623

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Aug 29, 2022	n/a	yes	Atlanta, GA	Current employment
CETERA ADVISORS LLC	Former SEC adviser	Dec 21, 2021	Aug 10, 2022	no	ROME, GA\|ROME, GA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 23, 2015	Nov 24, 2021	no	MARIETTA, GA\|ATLANTA, GA\|ATLANTA, GA\|SAVANNAH, GA\|ATLANTA, GA\|ATLANTA, GA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Nov 26, 2014	Nov 20, 2015	no	Atlanta, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISORS LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Aug 10, 2022	Aug 29, 2022	19	Firm change	Other
WELLS FARGO ADVISORS	CETERA ADVISORS LLC	Nov 24, 2021	Dec 21, 2021	27	Firm change	Wirehouse to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	WELLS FARGO ADVISORS	Nov 20, 2015	Dec 23, 2015	33	Firm change	Other

Relationships

Registered with (3)

→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Nov 26, 2014 to Nov 20, 2015factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Dec 21, 2021 to Aug 10, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 23, 2015 to Nov 24, 2021factForm ADV

Dated events

Occurred
Aug 10, 2022
Advisor changed firm
David Allen Lingel left Cetera Advisors Llc for Northwestern Mutual Investment Services,Llc (registered 2022-08-29)
Form ADVobserved 5 days ago