DFX Intelligence

D•••••• N••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

D•••••• N••• F••••

Advisor at M•••• • P••••

ST. PAUL, MN

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Search this name across graphsid dfx:ria:982b66c8-f234-c90f-09a1-7d15063506f0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 21, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• • P••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jul 28, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• • P••••	Mixed wealth	Jan 14, 2026	n/a	yes	ST. PAUL, MN	Current employment
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 21, 2014	Oct 8, 2019	no	WOODBURY, MN\|PLYMOUTH, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• E••••••••• A••••••• S•••••••• L••	M•••• • P••••	Oct 8, 2019	Jan 14, 2026	2,290	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ M•••• • P••••Registered adviserregistration: current employment
Jan 14, 2026 to presentfactForm ADV
→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 21, 2014 to Oct 8, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:982b66c8-f234-c90f-09a1-7d15063506f0
First observed: Apr 21, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.