DFX Intelligence

W•••• L••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

W•••• L••• D••••••

Advisor at P••• R•••• T••••• G••••

PITTSFORD, NY

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Search this name across graphsid dfx:ria:9832cf44-f63f-1e22-6a3e-54349fde914b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 4, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• R•••• T••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 17, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• R•••• T••••• G••••	Independent wealth	Jun 11, 2024	n/a	yes	PITTSFORD, NY	Current employment
C•••••• G•••• • C• I••	Former SEC adviser	May 4, 2021	Jul 10, 2025	no	WEBSTER, NY\|PITTSFORD, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	P••• R•••• T••••• G••••	Jul 10, 2025	Jun 11, 2024	-394	Firm change after gap	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
10641:156302:NY:2025-07-10	Jul 10, 2025	Jun 11, 2024	PITTSFORD, NY	Firm change after gap

Relationships

Registered with (2)

→ P••• R•••• T••••• G••••Registered adviserregistration: current employment
Jun 11, 2024 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
May 4, 2021 to Jul 10, 2025factForm ADV

Dated events

Occurred
Jul 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9832cf44-f63f-1e22-6a3e-54349fde914b
First observed: May 4, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.