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RIA / WealthAdvisor24 years in industry

JO SIMMONS ALDRIDGE

Advisor at NORTHWEST ASSET MANAGEMENT

Houston, TX | MERCER ISLAND, WA

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Search this name across graphsid dfx:ria:98367230-b7bd-a39a-e809-0f1d0f073c8f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 1, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWEST ASSET MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 19, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 19, 2002
First registration: Nov 1, 2004
Dual registered: no
Other names: JO ANNALYNN SIMMONS|JO SIMMONS ALDRIDGE|JO SIMMONS SIMMONS ALDRIDGE|Joanna Simmons Aldridge
IAPD individual key: 4339629

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWEST ASSET MANAGEMENT	Independent wealth	Jul 11, 2016	n/a	yes	Houston, TX\|MERCER ISLAND, WA	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 15, 2010	Jul 15, 2016	no	HOUSTON, TX	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Nov 5, 2010	no	Houston, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 1, 2004	Jun 1, 2009	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	NORTHWEST ASSET MANAGEMENT	Jul 15, 2016	Jul 11, 2016	-4	Firm change	Other
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Nov 5, 2010	Oct 15, 2010	-21	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ NORTHWEST ASSET MANAGEMENTRegistered adviserregistration: current employment
Jul 11, 2016 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 15, 2010 to Jul 15, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Nov 5, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 1, 2004 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.