DFX Intelligence

Data Factory

RIA / WealthAdvisor26 years in industry

TERI LINN SHAW

Advisor at CARTER FINANCIAL GROUP, INC.

MORRIS, IL | BARRINGTON, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:983fdd5f-aacb-647a-e8d4-9844fabc8e08

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CARTER FINANCIAL GROUP, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 19, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65|S66
First exam: Jul 19, 2000
First registration: Apr 20, 2001
Dual registered: no
Other names: TERI LINN POUNDSTONE
IAPD individual key: 4213164

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CARTER FINANCIAL GROUP, INC.	Independent wealth	Apr 30, 2021	n/a	yes	BARRINGTON, IL\|MORRIS, IL	Current employment
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Mar 29, 2016	May 4, 2021	no	BROOKLYN PARK, MN\|NAPERVILLE, IL\|NAPERVILLE, IL\|Morris, IL	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jun 8, 2004	May 3, 2011	no	NAPERVILLE, IL\|MORRIS, IL	Previous registration
THE INVESTMENT CENTER, INC.	n/a	Oct 3, 2003	Jun 1, 2004	no	MORRIS , IL	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Apr 20, 2001	Oct 29, 2003	no	OTTAWA, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VOYA FINANCIAL ADVISORS, INC.	CARTER FINANCIAL GROUP, INC.	May 4, 2021	Apr 30, 2021	-4	Firm change	Ibd to RIA
THE INVESTMENT CENTER, INC.	VOYA FINANCIAL ADVISORS, INC.	Jun 1, 2004	Jun 8, 2004	7	Firm change	Other
PRUCO SECURITIES, LLC	THE INVESTMENT CENTER, INC.	Oct 29, 2003	Oct 3, 2003	-26	Firm change	Other

Relationships

Registered with (4)

→ CARTER FINANCIAL GROUP, INC.Registered adviserregistration: current employment
Apr 30, 2021 to presentfactForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Mar 29, 2016 to May 4, 2021factForm ADV
→ THE INVESTMENT CENTER, INC.Registered adviserregistration: previous registration
Oct 3, 2003 to Jun 1, 2004factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Apr 20, 2001 to Oct 29, 2003factForm ADV

Dated events

No dated event names this entity yet.