DFX Intelligence

T••••• L•• T••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

T••••• L•• T••••••••

Advisor at M••••• S••••••

Sea Girt, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:984320bd-59f5-2b22-f78b-334943d9f8fd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 18, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Dec 5, 2017	n/a	yes	Sea Girt, NJ	Current employment
W•••• F•••• A•••••••	Wirehouse	Sep 5, 2012	Dec 12, 2017	no	SPRING LAKE, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M••••• S••••••	Dec 12, 2017	Dec 5, 2017	-7	Firm change	Wirehouse to wirehouse
R•• C•••••• M••••••• L••	W•••• F•••• A•••••••	Sep 14, 2012	Sep 5, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:149777:NJ:2017-12-12	Dec 12, 2017	Dec 5, 2017	SPRING LAKE, NJ	Firm change

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Dec 5, 2017 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 5, 2012 to Dec 12, 2017factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Jun 11, 2008 to Sep 14, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:984320bd-59f5-2b22-f78b-334943d9f8fd
First observed: Jun 11, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.