DFX Intelligence

Data Factory

L•••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

L•••• A••••••• L••

CRD 165114

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9851adb5-4cda-0630-abcf-225301519d54

Data as of Jul 6, 2017 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 1
Observed: Jun 19, 2014 to Jul 6, 2017
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

L•••• A••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $219MItem 5.F on the latest filing (2017-07-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $219M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
K••••• M••••• F••• L•••	Hedge Fund	$46.6M	Mar 24, 2020	3	Mar 31, 2017	reported	021-267386
R•• A•••• M••••• F••• L•••	Hedge Fund	$41.5M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••• A•••	CHIEF COMPLIANCE OFFICER	Na	yes	10/2015	Oct 26, 2015	Jul 6, 2017
P•••••••• J•••••• W••••••	MANAGING MEMBER & CO-CHIEF INVESTMENT OFFICER	D	yes	09/2012	Jun 19, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N•••••• P••••••• L••	n/a	n/a	n/a	N	yes	n/a
R•••• P••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$219M	$228M	-4.0%	n/a	n/a	8	9	n/a	n/a

Relationships

Advises (3)

→ C•••••• L•••Private fundHedge Fund, ERA
Mar 28, 2014 to presentfactForm ADV
→ K••••• M••••• F••• L•••Private fundHedge Fund, ERA
Mar 31, 2017 to presentfactForm ADV
→ R•• A•••• M••••• F••• L•••Private fundHedge Fund, ERA
Sep 11, 2012 to presentfactForm ADV

Controls (3)

← T•••••• S•••••••• B••••

Dated events

Occurred
Jun 19, 2014
First Form ADV filing
Red Alder Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9851adb5-4cda-0630-abcf-225301519d54
First observed: Jun 19, 2014
Last observed: Jul 6, 2017 112 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.