DFX Intelligence

J•••• T••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

J•••• T••••• A•••••••

Advisor at O••••••••• S••••••••• I•••

Waltham, MA | INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:98644ad7-df1c-055f-16de-9b0869aab4a2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 1, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• S••••••••• I•••	Bd affiliated wealth	May 28, 2026	n/a	yes	Waltham, MA\|INDIANAPOLIS, IN	Current employment
K•••••• O• C••••••• A•••• A••••••• L••	Institutional manager	Aug 1, 2023	Feb 5, 2025	no	Dedham, MA\|NEW HAVEN, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••• O• C••••••• A•••• A••••••• L••	O••••••••• S••••••••• I•••	Feb 5, 2025	May 28, 2026	477	Firm change after gap	Other

Relationships

Registered with (2)

→ O••••••••• S••••••••• I•••Registered adviserregistration: current employment
May 28, 2026 to presentfactForm ADV
→ K•••••• O• C••••••• A•••• A••••••• L••Registered adviserregistration: previous registration
Aug 1, 2023 to Feb 5, 2025factForm ADV

Dated events

Occurred
Feb 5, 2025
Advisor changed firm
J•••• T••••• A••••••• left K•••••• O• C••••••• A•••• A••••••• L•• for O••••••••• S••••••••• I••• (registered 2026-05-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98644ad7-df1c-055f-16de-9b0869aab4a2
First observed: Aug 1, 2023
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.