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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Des Plaines, IL | Tempe, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Nov 18, 2016 | n/a | yes | Des Plaines, IL|Tempe, AZ | Current employment |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 2, 2015 | Nov 22, 2016 | no | CHICAGO, IL | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Oct 7, 1999 | Jan 2, 2015 | no | CHICAGO, IL|CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MSI FINANCIAL SERVICES, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Nov 22, 2016 | Nov 18, 2016 | -4 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | MSI FINANCIAL SERVICES, INC. | Jan 2, 2015 | Jan 2, 2015 | 0 | Bulk transfer | Other |