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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

JAMES DAVID HERTZLER

Advisor at KESTRA ADVISORY SERVICES, LLC

Chesterfield, MO | AUSTIN, TX

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Search this name across graphsid dfx:ria:9872e800-c366-5722-2c2d-d4bbaa22f4da

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 31, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Mar 31, 2014
First registration: Mar 31, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 6286376

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Jul 27, 2022	n/a	yes	AUSTIN, TX\|Chesterfield, MO	Current employment
FINANCIAL LEGACY ASSOCIATES	Former SEC adviser	Apr 8, 2019	Dec 22, 2022	no	CHESTERFIELD, MO	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Feb 28, 2019	Jul 29, 2022	no	CHESTERFIELD, MO	Previous registration
BRAND ASSET MANAGEMENT GROUP, INC.	Independent wealth	Mar 31, 2014	Dec 31, 2018	no	CHESTERFIELD, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL LEGACY ASSOCIATES	KESTRA ADVISORY SERVICES, LLC	Dec 22, 2022	Jul 27, 2022	-148	Firm change after gap	Other
OSAIC WEALTH, INC.	FINANCIAL LEGACY ASSOCIATES	Jul 29, 2022	Apr 8, 2019	-1,208	Firm change after gap	Other
BRAND ASSET MANAGEMENT GROUP, INC.	OSAIC WEALTH, INC.	Dec 31, 2018	Feb 28, 2019	59	Firm change	RIA to ibd

Relationships

Registered with (4)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jul 27, 2022 to presentfactForm ADV
→ FINANCIAL LEGACY ASSOCIATESRegistered adviserregistration: previous registration
Apr 8, 2019 to Dec 22, 2022factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Feb 28, 2019 to Jul 29, 2022factForm ADV
→ BRAND ASSET MANAGEMENT GROUP, INC.Registered adviserregistration: previous registration
Mar 31, 2014 to Dec 31, 2018factForm ADV

Dated events

Occurred
Dec 22, 2022
Advisor changed firm
James David Hertzler left Financial Legacy Associates for Kestra Advisory Services, Llc (registered 2022-07-27)
Form ADVobserved 3 days ago
Occurred
Jul 29, 2022
Advisor changed firm
James David Hertzler left Osaic Wealth, Inc. for Financial Legacy Associates (registered 2019-04-08)
Form ADVobserved 3 days ago