Y••• M•••••

Advisor at M••••• S••••••

San Jose, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:98730c39-cc0c-6e71-4b48-c6e99aeb9416

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 25, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Apr 29, 2022	n/a	yes	San Jose, CA	Current employment
U••• B•••••• A•••••••• L••	Bd affiliated wealth	Sep 25, 2008	May 9, 2022	no	SUNNYVALE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• A•••••••• L••	M••••• S••••••	May 9, 2022	Apr 29, 2022	-10	Firm change	Ibd to wirehouse

Team moves

••• Locked

Team	Left	Joined	From	Kind
14455:149777:CA:2022-05-06	May 9, 2022	Apr 29, 2022	SUNNYVALE, CA	Firm change

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: current employment
Apr 29, 2022 to presentfactForm ADV
→ U••• B•••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 25, 2008 to May 9, 2022factForm ADV

Dated events

Occurred
May 9, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98730c39-cc0c-6e71-4b48-c6e99aeb9416
First observed: Sep 25, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.